Welcome to |
Appelman Financial |
*Business Continuity Plan — We are mandated by FINRA and the | ||
SEC to have this information available to share with our clients on how our office will function in the event of an emergency. Please know that all of our clients will have continuous access to Lynn and/or Alissa as well as to their accounts! |
*Ethics Policy — Our office has an Ethics Policy in force through | ||
Trustmont Financial Group, Inc. and Trustmont Advisory Group, Inc. The purpose of the policy is to serve as a guide to ethical practices when dealing with the public, clients, correspondents, Annuity & Insurance Companies, and Mutual Funds. |
Form ADV Part 2A and 2B —If you wish to read the Firm Brochure for | ||
Trustmont Advisory Group, Inc., click here to view their Form ADV Part 2A. This includes information pertaining to their advisory business, including fees and compensation, types of clients, code of ethics, and brokerage practices among other things. The ADV Form Part 2B, is the Individual Disclosure Brochure which pertains to our Investment Advisor Representatives specifically. Click here if you wish to view Lynn's ADV Part 2B including his educational background and business experience, or click here to view Alissa's ADV Part 2B. |
Map to Appelman Financial — Here is a map with written directions | ||
of how to get to our office. If you are unsure of where we are located, please print this out ahead of time so we can help you find your way to your appointment! |
*Privacy Disclosure Document/Customer Identification Program | ||
Notice/SIPC Information/Proxy Voting Statement — This document allows our clients to access our Privacy Policy so please know that we will not disclose your "nonpublic personal information" to anyone without your express consent. The Customer Identification Program Notice is our policy on the various forms of ID clients will need to provide in order to open a new account. We also have the contact information for the Securities Investor Protection Corporation (SIPC) so clients can contact them via phone or website. The final component of the document states that Trustmont Advisory Group, Inc. does not vote by proxy on behalf of their clients. |
Why Choose Appelman Financial — Like you, we are aware that | ||
there are many Financial Planning offices nearby. We want to show you why we feel it is important to check us out; we think we have something very special going on here! Being an independent firm with no proprietary products, we are permitted to offer a wide range of companies and services to suit your needs. |